Gifts & Gratuities
EQube's Gifts & Gratuities module provides a platform for firms to manage, maintain records and supervise any gift giving and/or receiving in relation to the recipient's business employer.
Gift/Gratuities Module Features
Ability to enter gift details such as value of the gift, reason for the gift, relation to recipient, etc.
Captures information pertaining to the gift giver and recipient such as state of residence, affiliations, etc.
Ability to control dollar amount thresholds as to when to receive violation notifications
And much more
EQube's GIFTS module helps to fulfill FINRA rule 3220 regulatory requirement.
To inquire about any of the items listed above and additional features please speak with a sales representative.