The Annual Advisory Review (AAR) module helps facilitate annual reviews conducted by Registered Advisers and Branch Managers with their clients.

  • Investment policy reviews
  • Asset allocation reviews
  • Financial planning tools used
  • Discussions regarding client changes (investment objectives, account restrictions etc.)
  • Discussions and/or implementations of new products
  • Suitability evaluations

    • The PCG module helps to address SEC Investment Advisers Act of 1940 fiduciary obligations.

To inquire about any of the items listed above and additional features please speak with a sales representative.