The Chaperone module by EQube was designed to assist firms and compliance officers supervise and enforce written policies and procedures related to interactions between research department and other departments such as sales & trading, investment banking, etc.

  • Ability to manage & track communications between departments as in reason for meeting
  • Ability to capture meeting details such as type of communication, forum used, etc.
  • Ability to enter details pertaining to the participants by department (Research, Capital Markets, etc.)
  • And much more

    • EQube's Chaperone module helps to fulfill FINRA rules 2241 and 2242 regulatory requirements.

To inquire about any of the items listed above and additional features please speak with a sales representative.