EQube's Outside Business Activities (OBA) module provides firms and compliance officers with the ability to track and supervise an employee's outside business activity, in order to eliminate any conflicts of interest.

  • Ability to capture entity details such as business nature, type of organization, etc.
  • Ability to capture business affiliation details such as nature of employee's title at entity, nature of financial investments, etc.
  • Track number of hours employee will devote to the business affiliate
  • And much more

    • EQube's OBA module helps to fulfill FINRA rule 3270 regulatory requirement.

To inquire about any of the items listed above and additional features please speak with a sales representative.