EQube's Outside Business Activities (OBA) module provides firms and compliance officers with the ability to track and supervise an employee's outside business activity, in order to eliminate any conflicts of interest.
Ability to capture entity details such as business nature, type of organization, etc.
Ability to capture business affiliation details such as nature of employee's title at entity, nature of financial investments, etc.
Track number of hours employee will devote to the business affiliate
And much more
EQube's OBA module helps to fulfill FINRA rule 3270 regulatory requirement.
To inquire about any of the items listed above and additional features please speak with a sales representative.
