EQube's Retail Communication module provides a platform for firms and compliance officers to manage and supervise any form of communication with retail investors or with the public.

  • Ability to submit requests and obtain approval for activities such as advertising
  • Ability to track FINRA fillings
  • Capture request details such as method of communication, types of materials used, etc.
  • And much more

    • EQube's Retail Communication module helps to fulfill FINRA rule 2210 regulatory requirement.

To inquire about any of the items listed above and additional features please speak with a sales representative.