EQube's Security Clearance module provides the research department a means to obtain security clearance from compliance before initiating in any activities on securities that may be on Watchlist, Restricted List or Quiet List. Compliance officers can view and manage these requests and sustain security restrictions.

  • Dashboard view of symbol, issuer, description and restriction status
  • Various data filtering by date, symbol, restriction type and status
  • Audit trail with time-stamping
  • Various export options
  • View exception reports
  • And much more

To inquire about any of the items listed above and additional features please speak with a sales representative.