For many years, EQube's State Registration System has helped thousands register for the states they choose to conduct business in.

EQube has streamlined the registration process for individuals with an efficient and cost-effective system that automates the entire registration process incorporating with numerous business & state rules, a customizable hierarchical workflow process and support of various configurations such as exemption types, fee schedules, and much more.

  • Continuous tracking and monitoring of registration process
  • Integration with RegEd, Vertafore, FINRA, Beta, etc.
  • Reconciliation of registration details between FINRA and firm's systems
  • Updates to FINRA with new registrations
  • Support of Individual and State level exemptions
  • Commission based fee schedules
  • Ability to track employee renewal status
  • Various reports such as summary reports, which can be based on branches/locations/exemption details, etc.
  • And many more features

To inquire about any of the items listed above and additional features please speak with a sales representative.